Keith Ronald Whittaker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HCL BANK HOUSE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 400529

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (19 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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