Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2022)
    • (1)Employed By (since 25 Mar 2024)
  • Echo Finance Limited (no longer approved here)

    FRN 570073

    • [FCA CF] Functions requiring qualifications (6 May 2025 to 23 Sep 2025)
  • TMG Direct Limited (no longer approved here)

    FRN 786245

    • SMF1 (AR) Chief Executive function (25 Mar 2024 to 12 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 22 Aug 2025)
  • Realm Investment Management Limited (no longer approved here)

    FRN 803673

    • [FCA CF] Client dealing (11 Mar 2024 to 12 May 2025)
  • Fox Payne Associates Limited (no longer approved here)

    FRN 215499

    • (11)Employed By (21 Apr 2010 to 15 Feb 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Apr 2010 to 15 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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