Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Standard Chartered Bank
FRN 114276
- [FCA CF] Client dealing (since 3 Oct 2025)
- [FCA CF] Manager of certification employee (since 3 Oct 2025)
- [FCA CF] Material risk taker (since 3 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 3 Oct 2025)
-
- [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 28 Jul 2025)
- [FCA CF] Manager of certification employee (10 Sep 2017 to 4 May 2019)
- [FCA CF] Client dealing (16 Nov 2016 to 28 Jul 2025)
- CF30 Customer (2 Dec 2010 to 6 Mar 2016)
-
- [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 28 Jul 2025)
- [FCA CF] Client dealing (22 Jun 2020 to 28 Jul 2025)
- [FCA CF] Manager of certification employee (22 Jun 2020 to 8 Jun 2022)
-
- CF30 Customer (11 May 2009 to 1 Jun 2009)
-
- CF30 Customer (5 May 2009 to 31 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.