Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Oct 2025)
    • [FCA CF] Manager of certification employee (since 3 Oct 2025)
    • [FCA CF] Material risk taker (since 3 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Oct 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 28 Jul 2025)
    • [FCA CF] Manager of certification employee (10 Sep 2017 to 4 May 2019)
    • [FCA CF] Client dealing (16 Nov 2016 to 28 Jul 2025)
    • CF30 Customer (2 Dec 2010 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 28 Jul 2025)
    • [FCA CF] Client dealing (22 Jun 2020 to 28 Jul 2025)
    • [FCA CF] Manager of certification employee (22 Jun 2020 to 8 Jun 2022)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 1 Jun 2009)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (5 May 2009 to 31 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.