Keith Richard Sherratt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2021)
    • [FCA CF] Client dealing (since 15 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jun 2021)
    • CF1 Director (AR) (14 Mar 2008 to 17 Jun 2021)
    • CF30 Customer (14 Mar 2008 to 17 Jun 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (23 Feb 2007 to 17 Jun 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (30 Nov 2005 to 31 Mar 2007)
    • CF21 Investment Adviser (15 Jul 2004 to 31 Mar 2007)
    • CF22 Investment Adviser (Trainee) (11 Nov 2003 to 15 Jul 2004)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF7 Sole Trader (AR) (11 Feb 2002 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (24 Jan 2002 to 31 Dec 2003)
  • Beacon Financial Solutions Ltd (no longer approved here)

    FRN 209438

    • Employed By (11 Feb 2002 to 31 Dec 2003)
  • Nightingale Financial Services Ltd (no longer approved here)

    FRN 195504

    • (4)Employed By (12 Apr 2001 to 24 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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