Keith Peter Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (14 Nov 2007 to 22 Oct 2008)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF21 Investment Adviser (5 Jul 2007 to 11 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 May 2006 to 5 Jul 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (5 Aug 2005 to 18 May 2006)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 5 Aug 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (18 Jun 2004 to 31 Aug 2004)
    • CF22 Investment Adviser (Trainee) (13 May 2002 to 18 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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