Keith Murray Main

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Henry F Dodds Wealth Management Limited (no longer approved here)

    FRN 144716

    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 24 May 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • HENRY F. DODDS LIMITED (no longer approved here)

    FRN 311575

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2022)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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