Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (7 Apr 2021 to 27 Sep 2024)
- [FCA CF] Client dealing (7 Apr 2021 to 27 Sep 2024)
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- CF30 Customer (2 Apr 2012 to 1 Apr 2021)
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- CF30 Customer (7 Apr 2011 to 1 Apr 2012)
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- Employed By (7 Apr 2011 to 1 Apr 2021)
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- CF22 Investment Adviser (Trainee) (23 Dec 2003 to 29 Jul 2005)
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- CF21 Investment Adviser (19 Nov 2002 to 23 Dec 2003)
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 19 Nov 2002)
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- CF21 Investment Adviser (19 Nov 2002 to 23 Dec 2003)
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 19 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.