Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 11 Jul 2025)
    • CF30 Customer (since 7 Jul 2025)
    • (6)Employed By (since 7 Jul 2025)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jul 2025)
    • CF1 Director (AR) (24 Oct 2019 to 3 Jul 2025)
    • CF30 Customer (6 Jul 2018 to 3 Jul 2025)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (18 Dec 2007 to 2 Nov 2009)
    • CF21 Investment Adviser (16 Nov 2006 to 10 Aug 2007)
    • CF22 Investment Adviser (Trainee) (5 Jan 2006 to 16 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.