Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • SMF12 Chair of the Remuneration Committee (1 Sep 2023 to 28 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (12 Oct 2022 to 1 Sep 2023)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] CASS oversight function (3 May 2021 to 25 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Nov 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 8 Sep 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Sep 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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