Keith MacKenzie Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Butterfield Mortgages Limited (no longer approved here)
FRN 119274
- CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- CF21 Investment Adviser (6 Apr 2006 to 4 Jan 2007)
Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- CF21 Investment Adviser (21 Jan 2002 to 30 Jun 2003)
- CF27 Investment Management (21 Jan 2002 to 21 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.