Keith Levy

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THIS BANK LIMITED

    FRN 832786

    • Director of firm who is not a certification employee or a SMF manager (since 25 Sep 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (24 Sep 2020 to 17 Feb 2022)
    • [FCA CF] Significant management (4 May 2020 to 30 Nov 2021)
    • [FCA CF] Material risk taker (3 Jan 2020 to 24 Mar 2022)
    • [FCA CF] Client dealing (11 Oct 2019 to 14 Mar 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Algorithmic trading (6 Apr 2018 to 11 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 5 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Jun 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Sep 2019)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 5 Sep 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (12 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.