Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 23 May 2023)
- CF30 Customer (since 9 May 2023)
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Eight Wealth Management Limited
FRN 416757
- (32)Employed By (since 9 May 2023)
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- [FCA CF] Client dealing (14 May 2021 to 26 Apr 2023)
- [FCA CF] Functions requiring qualifications (14 May 2021 to 26 Apr 2023)
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- [FCA CF] Functions requiring qualifications (28 Jan 2020 to 7 Apr 2021)
- [FCA CF] Client dealing (28 Jan 2020 to 7 Apr 2021)
- CF30 Customer (5 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (30 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.