Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 May 2023)
    • CF30 Customer (since 9 May 2023)
    • (32)Employed By (since 9 May 2023)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (14 May 2021 to 26 Apr 2023)
    • [FCA CF] Functions requiring qualifications (14 May 2021 to 26 Apr 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (28 Jan 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (28 Jan 2020 to 7 Apr 2021)
    • CF30 Customer (5 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (30 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.