Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Nov 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Jul 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Jul 2014 to 6 Mar 2016)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
    • CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (7 Apr 2004 to 4 Nov 2004)
    • CF26 Customer Trading (7 Apr 2004 to 4 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.