Keith John Mackie

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acumen Financial Planning Limited

    FRN 218745

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF1 Chief Executive (since 1 Jan 2025)
    • Responsible for Insurance Distribution (since 13 Oct 2023)
    • CF1 Director (AR) (since 9 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (13 Oct 2023 to 3 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Oct 2023 to 3 Feb 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2022)
    • CF1 Director (12 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jun 2004 to 31 Oct 2007)
  • Acumen Employee Benefits Limited

    FRN 916905

    • (2)Employed By (since 9 Jan 2020)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (4 Nov 2003 to 15 Apr 2004)
    • CF22 Investment Adviser (Trainee) (1 Oct 2002 to 4 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.