Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Oct 2020)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF26 Customer Trading (27 Sep 2004 to 16 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.