Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (17 Aug 2020 to 10 Dec 2021)
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- (234)Employed By (18 Mar 2013 to 14 Jul 2015)
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- CF30 Customer (14 Jan 2013 to 14 Jul 2015)
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- Employed By (14 Jan 2013 to 25 Mar 2013)
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- CF30 Customer (21 Jun 2010 to 15 Dec 2012)
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- (35)Employed By (11 Dec 2007 to 16 Jun 2010)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2007)
- CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)
- CF7 Sole Trader (AR) (8 Aug 2005 to 28 Oct 2005)
- CF22 Investment Adviser (Trainee) (8 Aug 2005 to 6 Feb 2006)
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- CF21 Investment Adviser (10 Jun 2004 to 29 Jul 2005)
- CF22 Investment Adviser (Trainee) (6 Nov 2003 to 10 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.