Keith Hamilton Whitehead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2023)
    • [FCA CF] Client dealing (since 23 Mar 2023)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • [FCA CF] Client dealing (9 Jan 2020 to 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Jan 2020 to 1 Mar 2023)
    • [PRA CF] Key function holder (9 Jan 2020 to 10 Jan 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (2 May 2019 to 15 Feb 2020)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (22)Employed By (26 Feb 2019 to 17 Feb 2020)
  • HENDERSON ROWE LIMITED (no longer approved here)

    FRN 401809

    • CF30 Customer (24 May 2013 to 15 Aug 2016)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF30 Customer (1 Nov 2007 to 14 Sep 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.