Keith Gordon Foy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simply Advice Ltd

    FRN 804598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2020)
    • [FCA CF] Client dealing (since 5 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2018 to 8 Dec 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (15 Aug 2014 to 21 Nov 2017)
  • Chantry Associates Limited (no longer approved here)

    FRN 213741

    • Employed By (1 Dec 2001 to 5 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.