Keith Gill

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 15 Mar 2019)
    • CF30 Customer (since 15 Mar 2019)
  • KNG Financial Management LLP

    FRN 481386

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Nov 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 26 Nov 2020)
    • CF30 Customer (2 Jun 2008 to 12 Apr 2019)
    • CF10 Compliance Oversight (2 Jun 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jun 2008 to 8 Dec 2019)
    • CF4 Partner (2 Jun 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Jun 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (2 Jun 2008 to 30 Sep 2018)
  • Wharfebank Financial Planning LLP

    FRN 835262

    • Employed By (since 15 Mar 2019)
  • Godfrey Pearson & Partners IFA (no longer approved here)

    FRN 173401

    • (22)Employed By (1 Oct 1998 to 30 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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