Keith Geoffrey Churchouse

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chapters Financial Limited

    FRN 402899

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (4 Oct 2004 to 31 Oct 2007)
    • CF1 Director (4 Oct 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (4 Oct 2004 to 31 Mar 2009)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF22 Investment Adviser (Trainee) (20 Jan 2003 to 20 Jan 2003)
  • Callingham Crane Financial Services Limited (2369) (no longer approved here)

    FRN 181461

    • Employed By (20 Dec 2001 to 31 Dec 2002)
  • HJP Financial Services Ltd (0314) (no longer approved here)

    FRN 152684

    • (5)Employed By (11 May 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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