Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (28 Apr 2008 to 5 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 5 Dec 2012)
    • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (24 May 2005 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (11 Apr 2005 to 7 Sep 2005)
    • CF4 Partner (AR) (11 Apr 2005 to 24 May 2005)
  • Adamson Ross Limited (no longer approved here)

    FRN 431699

    • Employed By (24 May 2005 to 5 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.