Keith Arthur Carby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARBOUR ROCK CAPITAL LIMITED

    FRN 754580

    • SMF9 Chair of the Governing Body (since 21 Dec 2023)
  • Metro Bank PLC (no longer approved here)

    FRN 488982

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 30 Apr 2019)
    • CF2 Non Executive Director (5 Mar 2010 to 6 Mar 2016)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF3 Chief Executive (17 Oct 2013 to 6 Jun 2017)
    • CF1 Director (17 Oct 2013 to 6 Jun 2017)
    • CF1 Director (AR) (22 Jul 2010 to 6 Jun 2017)
  • CAERUS Wealth Solutions Ltd (no longer approved here)

    FRN 526790

    • Employed By (1 May 2013 to 6 Jun 2017)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (22 Jul 2010 to 6 Jun 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Responsible for Insurance Mediation (15 Jan 2008 to 9 Jul 2009)
    • CF8 Apportionment and Oversight (15 Oct 2007 to 31 Mar 2009)
    • CF3 Chief Executive (15 Oct 2007 to 9 Jul 2009)
    • CF1 Director (15 Oct 2007 to 9 Jul 2009)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF2 Non Executive Director (9 Jan 2008 to 28 Sep 2017)
    • CF8 Apportionment and Oversight (26 Jul 2007 to 15 Nov 2007)
    • CF1 Director (26 Jul 2007 to 9 Jan 2008)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (22 Dec 2005 to 6 Aug 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (15 Dec 2005 to 6 Aug 2007)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (15 Dec 2005 to 14 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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