Keith Anthony Ferris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • My Pension Expert Limited

    FRN 579999

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2025)
    • [FCA CF] Client dealing (since 11 Feb 2025)
    • CF30 Customer (11 Mar 2024 to 11 Feb 2025)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (11 Mar 2024 to 11 Feb 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jun 2024)
    • CF30 Customer (22 Oct 2018 to 28 May 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (22 Oct 2018 to 11 Feb 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Nov 2013 to 18 Mar 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.