Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • CF28 Systems and controls (1 Nov 2007 to 11 Jun 2008)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.