Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Penny Group Ltd
FRN 536216
- (28)Employed By (since 25 Jul 2022)
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 23 Jul 2013)
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- Employed By (25 Mar 2013 to 6 Aug 2013)
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- CF30 Customer (13 Dec 2011 to 6 Aug 2013)
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- Employed By (13 Dec 2011 to 12 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (14 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Feb 2004 to 14 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.