Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (28)Employed By (since 25 Jul 2022)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 23 Jul 2013)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (25 Mar 2013 to 6 Aug 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 Dec 2011 to 6 Aug 2013)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (13 Dec 2011 to 12 Apr 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (14 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Feb 2004 to 14 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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