Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Swiss Finance Corporation Limited
FRN 142903
- [FCA CF] Client dealing (since 10 May 2023)
- [FCA CF] Manager of certification employee (since 10 May 2023)
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- CF30 Customer (1 Feb 2017 to 10 Oct 2017)
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- CF30 Customer (1 Aug 2013 to 31 Jul 2014)
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- CF30 Customer (19 Aug 2011 to 29 Apr 2013)
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- CF21 Investment Adviser (29 Oct 2003 to 20 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.