Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (17 Apr 2003 to 10 Jul 2008)
- CF10 Compliance Oversight (4 Mar 2002 to 13 Oct 2006)
- CF11 Money Laundering Reporting (4 Mar 2002 to 13 Oct 2006)
- CF14 Risk Assessment (4 Mar 2002 to 13 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.