Keith Albert Clissold

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Austin-Chapel Independent Financial Advisers LLP

    FRN 516196

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
    • [FCA CF] Client dealing (since 6 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF4 Partner (18 Jun 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (18 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Jun 2010 to 30 Sep 2018)
  • Austin Chapel IFA's (no longer approved here)

    FRN 194914

    • (9)Employed By (23 Apr 2002 to 23 Sep 2010)

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Updates to this individual's record on the FCA register.

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