Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (11 Dec 2020 to 15 Oct 2024)
- [FCA CF] Functions requiring qualifications (11 Dec 2020 to 15 Oct 2024)
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- CF30 Customer (19 Aug 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Apr 2016)
- CF21 Investment Adviser (24 Nov 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (5 Jul 2002 to 24 Apr 2003)
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- Employed By (5 Jul 2002 to 24 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.