Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (5 Mar 2019 to 24 Sep 2019)
    • [FCA CF] Manager of certification employee (7 Feb 2019 to 5 Jul 2019)
    • [PRA CF] Managing a material risk taker (7 Feb 2019 to 5 Jul 2019)
    • [FCA CF] Client dealing (15 Feb 2017 to 24 Sep 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (5 Mar 2019 to 5 Jul 2019)
    • [PRA CF] Managing a material risk taker (5 Mar 2019 to 5 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (5 Mar 2019 to 24 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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