Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (5 Mar 2019 to 24 Sep 2019)
- [FCA CF] Manager of certification employee (7 Feb 2019 to 5 Jul 2019)
- [PRA CF] Managing a material risk taker (7 Feb 2019 to 5 Jul 2019)
- [FCA CF] Client dealing (15 Feb 2017 to 24 Sep 2019)
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- [FCA CF] Manager of certification employee (5 Mar 2019 to 5 Jul 2019)
- [PRA CF] Managing a material risk taker (5 Mar 2019 to 5 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (5 Mar 2019 to 24 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.