Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 30 Jun 2025)
    • [FCA CF] Client dealing (2 Oct 2023 to 30 Jun 2025)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Functions requiring qualifications (15 Jul 2022 to 1 Oct 2023)
    • [FCA CF] Client dealing (15 Jul 2022 to 1 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (13 Jan 2022 to 8 Feb 2022)
    • CF30 Customer (21 Dec 2021 to 8 Feb 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jul 2018)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (12 Jun 2018 to 1 Jul 2018)
    • [FCA CF] Functions requiring qualifications (14 Jun 2016 to 1 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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