Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Union Bancaire Privee, UBP SA
FRN 147562
- [FCA CF] Manager of certification employee (since 20 Apr 2022)
- [FCA CF] Material risk taker (since 15 Apr 2020)
- [FCA CF] Client dealing (since 15 Apr 2020)
- [FCA CF] Functions requiring qualifications (20 Apr 2020 to 24 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.