Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 20 Feb 2026)
- [FCA CF] Manager of certification employee (since 16 Oct 2025)
- [FCA CF] Client dealing (since 16 Oct 2025)
- [FCA CF] Material risk taker (11 Oct 2019 to 26 Apr 2020)
- [FCA CF] Manager of certification employee (16 May 2017 to 26 Apr 2020)
- [FCA CF] Client dealing (1 Nov 2016 to 26 Apr 2020)
- CF30 Customer (19 May 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.