Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Mar 2021)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (3 Nov 2017 to 31 Jul 2020)
    • [FCA CF] Material risk taker (3 Nov 2017 to 31 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (3 Nov 2017 to 31 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.