Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Oct 2015)
    • CF3 Chief Executive (AR) (since 9 Oct 2015)
    • CF30 Customer (since 3 Aug 2015)
    • CF3 Chief Executive (3 Aug 2015 to 8 Dec 2019)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF3 Chief Executive (AR) (21 Mar 2013 to 3 Aug 2015)
    • CF1 Director (AR) (21 Mar 2013 to 3 Aug 2015)
    • CF30 Customer (21 Mar 2013 to 3 Aug 2015)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF23 Corporate Finance Adviser (16 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.