Kaye Mullen

• St. James's Place Wealth Management Plc

  FRN 195351

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 16 Nov 2016)
• Sage Wealth Management Limited

  FRN 485343

  • (2)Employed By (since 16 Nov 2016)
• Newcastle Financial Advisers Limited (no longer approved here)

  FRN 222899

  • (116)Employed By (22 Feb 2011 to 3 Jan 2017)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF30 Customer (22 Feb 2011 to 3 Jan 2017)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF1 Director (AR) (9 Aug 2004 to 7 Jun 2007)
  • CF21 Investment Adviser (26 Feb 2003 to 15 Dec 2005)
• Lifelong Financial Solution Ltd (no longer approved here)

  FRN 402465

  • (2)Employed By (9 Aug 2004 to 7 Jun 2007)
• Alan Ainsley Financial Management (no longer approved here)

  FRN 197160

  • (6)Employed By (26 Feb 2003 to 30 Nov 2005)

No changes recorded yet.