Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- SMF16 Compliance Oversight (28 Jan 2019 to 11 Apr 2022)
- CF11 Money Laundering Reporting (1 Aug 2014 to 9 Dec 2018)
- CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
- CF17 Significant Mgt (Other Business Operations) (16 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.