Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs Asset Management International
FRN 147212
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF18 Other Overall Responsibility (6 Jul 2023 to 26 Nov 2025)
- CF30 Customer (9 May 2019 to 8 Dec 2019)
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- CF30 Customer (18 Feb 2015 to 2 Feb 2016)
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- CF30 Customer (27 Nov 2008 to 31 Mar 2011)
- CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Jun 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.