Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF18 Other Overall Responsibility (6 Jul 2023 to 26 Nov 2025)
    • CF30 Customer (9 May 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (18 Feb 2015 to 2 Feb 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (27 Nov 2008 to 31 Mar 2011)
    • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.