Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Mar 2022 to 17 Apr 2025)
    • SMF3 Executive Director (18 Mar 2022 to 17 Apr 2025)
    • SMF16 Compliance Oversight (18 Mar 2022 to 17 Apr 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Apr 2025)
    • CF1 Director (25 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
    • CF29 Significant management (2 Jan 2018 to 4 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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