Kay Fisher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PLAN MONEY LIMITED

    FRN 605911

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2015 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (3 Jun 2014 to 10 Jul 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (6 Jul 2012 to 16 Feb 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (391)Employed By (6 Jul 2012 to 16 Feb 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 May 2011 to 1 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

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