Kavel Patel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BMO Capital Markets Limited

    FRN 170937

    • [FCA CF] Significant management (since 1 May 2025)
    • [PRA CF] Managing a material risk taker (since 1 May 2025)
    • [FCA CF] Client dealing (since 17 Dec 2021)
    • [FCA CF] Material risk taker (since 22 Nov 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (5 Oct 2017 to 19 Nov 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 19 Nov 2021)
    • CF30 Customer (3 Feb 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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