Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (17 Dec 2018 to 10 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2018 to 10 Aug 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 22 Aug 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Aug 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (8 Oct 2004 to 23 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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