Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sun Global Investments Limited
FRN 474277
- SMF3 Executive Director (since 29 Mar 2020)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF28 Systems and controls (27 Jun 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (28 Nov 2008 to 31 May 2011)
- CF11 Money Laundering Reporting (28 Nov 2008 to 31 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.