Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • SMF16 Compliance Oversight (26 Aug 2022 to 15 Dec 2023)
    • [FCA CF] Material risk taker (1 Jun 2022 to 15 Dec 2023)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • SMF16 Compliance Oversight (26 Aug 2022 to 15 Dec 2023)
    • [FCA CF] Material risk taker (1 Jun 2022 to 15 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

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