Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Julius Baer International Limited
FRN 139179
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 11 Dec 2024)
- [FCA CF] Client dealing (since 11 Dec 2024)
- [FCA CF] Functions requiring qualifications (2 Sep 2022 to 3 Nov 2023)
- [FCA CF] Client dealing (1 Apr 2020 to 31 Oct 2021)
- CF30 Customer (3 Sep 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.