Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 14 Jan 2025)
- CF1 Director (AR) (since 24 Sep 2024)
- CF30 Customer (since 24 Sep 2024)
- [FCA CF] Client dealing (10 Dec 2019 to 14 Jan 2025)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 14 Jan 2025)
- CF30 Customer (13 Jul 2009 to 8 Dec 2019)
-
Katie Parker Ltd
FRN 1018662
- (1)Employed By (since 24 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.