Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BARR DAVIS & COMPANY LIMITED
FRN 138881
- SMF1 Chief Executive (since 6 Apr 2020)
- SMF16 Compliance Oversight (since 6 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Apr 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (17 Nov 2014 to 8 Dec 2019)
- CF30 Customer (2 Jul 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.