Kathryn Sarah Field

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited

    FRN 194927

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 8 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • [FCA CF] Manager of certification employee (2 Dec 2020 to 19 Sep 2023)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (24 Aug 2011 to 13 Jul 2012)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (30 Jun 2009 to 11 Feb 2011)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (1 Nov 2007 to 8 May 2009)
    • CF27 Investment Management (4 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (2 Feb 2006 to 4 Aug 2006)
    • CF22 Investment Adviser (Trainee) (26 Jan 2005 to 2 Feb 2006)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2004)
    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2004)

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Updates to this individual's record on the FCA register.

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