Kathryn Margaret Whyatt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kathryn Whyatt

    FRN 216842

    • (1)Employed By (since 7 Feb 2023)
    • (1)Employed By (2 Aug 2002 to 6 Feb 2023)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2022)
    • CF30 Customer (since 21 Jan 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 2 Dec 2022)
    • CF7 Sole Trader (AR) (2 Aug 2002 to 31 Jan 2007)
    • CF21 Investment Adviser (2 Aug 2002 to 31 Oct 2007)
  • BACKHOUSE INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 126319

    • CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Kathryn Whyatt

  2. controlled function added: (1)Employed By at Kathryn Whyatt