Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2025)
- CF30 Customer (7 Jan 2015 to 8 Dec 2019)
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- CF30 Customer (26 Aug 2010 to 30 Dec 2014)
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- CF1 Director (10 Dec 2002 to 1 Sep 2003)
- CF27 Investment Management (1 Dec 2001 to 7 Nov 2005)
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- CF27 Investment Management (1 Dec 2001 to 20 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.